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Assessing the Expectations Gap – Impact on Critical Infrastructure Service Providers’ and Consumers’ Preparedness, and Response

While community lifeline service providers and local emergency managers must maintain coordinated response and recovery plans, their timelines may not match expectations of local consumers of lifeline services. Indeed, it is quite likely consumers have unrealistic expectations about lifeline restoration, which could explain current inadequate levels of disaster preparedness. This hypothesized expectation gap has received little attention because engineering research typically addresses providers’ capacities, whereas disaster research addresses household and business preparedness. Our project will address this neglected issue by assessing consumers’ (households, business owners/managers, nonprofit managers) expectations about lifeline system performance, and comparing them to lifeline provider capacity in a post-hazard event scenario (following a Cascadia subduction zone earthquake of 9.0 magnitude or greater) in two communities—Kirkland and Shoreline, WA (likely to experience most shaking in this scenario).

Our research will assess the role of the expectations gap in influencing consumers’ and providers’ preparedness as well as response. First, we estimate the gap between consumers and providers expectations using an earthquake scenario in two case study communities. We posit that low consumer preparedness for lifeline disruption is in part a function of low expectations that lengthy disruption will occur. Next, we test the effect of providing consumers and providers with information about this gap. Our proposed sharing estimates of lifeline restoration times should change these beliefs if our assumption about this specific basis for low preparedness is correct and if our audiences attend to, process, and act upon this information. In our longitudinal research, consumers (households, businesses, and nonprofits) and lifeline providers will complete two questionnaires each. Besides lifeline provider surveys, we will collect information about lifeline providers’ capabilities and work with them to estimate restoration times using an expert elicitation-based estimation framework. We will address the following research questions:

  1. What do consumers think is the likely level of critical lifeline disruption from an earthquake and the timeline for restoration?
  2. What are consumers’ current levels of preparedness for lifeline interruption?
  3. What do lifeline providers and an independent engineering expert think are providers’ capabilities to maintain and restore lifeline services?
  4. How do consumers’ expectations compare with providers’ capabilities (expectations gap)?
  5. How will this study’s feedback about the expectations gap affect consumers’ and providers’ lifeline resilience expectations, as well as their mitigation and preparedness intentions?

A Global Horizon Scan for Urban Evolutionary Ecology

Verrelli, Brian C.; Alberti, Marina; Des Roches, Simone; Harris, Nyeema C.; Hendry, Andrew P.; Johnson, Marc T. J.; Savage, Amy M.; Charmantier, Anne; Gotanda, Kiyoko M.; Govaert, Lynn; Miles, Lindsay S.; Rivkin, L. Ruth; Winchell, Kristin M.; Brans, Kristien I.; Correa, Cristian; Diamond, Sarah E.; Fitzhugh, Ben; Grimm, Nancy B.; Hughes, Sara; Marzluff, John M.; Munshi-south, Jason; Rojas, Carolina; Santangelo, James S.; Schell, Christopher J.; Schweitzer, Jennifer A.; Szulkin, Marta; Urban, Mark C.; Zhou, Yuyu; Ziter, Carly. (2022). A Global Horizon Scan for Urban Evolutionary Ecology. Trends In Ecology & Evolution, 37(11), 1006-1019.

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Abstract

Research on the evolutionary ecology of urban areas reveals how human-induced evolutionary changes affect biodiversity and essential ecosystem services. In a rapidly urbanizing world imposing many selective pressures, a time-sensitive goal is to identify the emergent issues and research priorities that affect the ecology and evolution of species within cities. Here, we report the results of a horizon scan of research questions in urban evolutionary ecology submitted by 100 interdisciplinary scholars. We identified 30 top questions organized into six themes that highlight priorities for future research. These research questions will require methodological advances and interdisciplinary collaborations, with continued revision as the field of urban evolutionary ecology expands with the rapid growth of cities.

Keywords

Urban Ecology; Sustainability; Cities & Towns; Ecosystem Dynamics; Urban Growth; Ecosystem Services; Urban Research; Climate Change; Sociopolitical; Urban Evolution; Urbanization; Human Health; Biodiversity; Adaptation; Challenges; Dynamics; Management; Invasion; Science

Back to the Future: Reintegrating Biology to Understand How Past Eco-evolutionary Change Can Predict Future Outcomes

Thompson, Cynthia L.; Alberti, Marina; Barve, Sahas; Battistuzzi, Fabia U.; Drake, Jeana L.; Goncalves, Guilherme Casas; Govaert, Lynn; Partridge, Charlyn; Yang, Ya. (2022). Back to the Future: Reintegrating Biology to Understand How Past Eco-evolutionary Change Can Predict Future Outcomes. Integrative And Comparative Biology, 61(6), 2218-2232.

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Abstract

During the last few decades, biologists have made remarkable progress in understanding the fundamental processes that shape life. But despite the unprecedented level of knowledge now available, large gaps still remain in our understanding of the complex interplay of eco-evolutionary mechanisms across scales of life. Rapidly changing environments on Earth provide a pressing need to understand the potential implications of eco-evolutionary dynamics, which can be achieved by improving existing eco-evolutionary models and fostering convergence among the sub-fields of biology. We propose a new, data-driven approach that harnesses our knowledge of the functioning of biological systems to expand current conceptual frameworks and develop corresponding models that can more accurately represent and predict future eco-evolutionary outcomes. We suggest a roadmap toward achieving this goal. This long-term vision will move biology in a direction that can wield these predictive models for scientific applications that benefit humanity and increase the resilience of natural biological systems. We identify short, medium, and long-term key objectives to connect our current state of knowledge to this long-term vision, iteratively progressing across three stages: (1) utilizing knowledge of biological systems to better inform eco-evolutionary models, (2) generating models with more accurate predictions, and (3) applying predictive models to benefit the biosphere. Within each stage, we outline avenues of investigation and scientific applications related to the timescales over which evolution occurs, the parameter space of eco-evolutionary processes, and the dynamic interactions between these mechanisms. The ability to accurately model, monitor, and anticipate eco-evolutionary changes would be transformational to humanity's interaction with the global environment, providing novel tools to benefit human health, protect the natural world, and manage our planet's biosphere.

Keywords

Rapid Evolution; Ecological Interactions; Niche Construction; Climate-change; Phenotype; Community; Selection; Fitness; Consequences; Variability

Sustainability in an Urbanizing Planet

Seto, Karen C.; Golden, Jay S.; Alberti, Marina; Turner, B. L., Ii. (2017). Sustainability in an Urbanizing Planet. Proceedings Of The National Academy Of Sciences Of The United States Of America, 114(34), 8935 – 8938.

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Keywords

Sustainability; Urbanization; Nature; Environment

Comparative Environmental Analysis of Seismic Damage in Buildings

Huang, M.; Simonen, K. (2020). Comparative Environmental Analysis of Seismic Damage in Buildings. Journal Of Structural Engineering, 146(2).

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Abstract

In studying the environmental impacts of buildings, earthquake hazards are rarely considered, but their environmental impacts can be significant. This case study paper demonstrates how the US Federal Emergency Management Agency's Performance Assessment Calculation Tool (PACT) can be used to analyze the environmental impacts of buildings using probabilistic seismic hazard assessment. PACT was used to evaluate 10 case study buildings that varied by five types of lateral systems and two risk categories. For each building, PACT generated 1,000 realizations at five earthquake intensities. The resulting environmental impacts were analyzed according to their distribution, median, and average values, and the differences among building component types, risk categories, and lateral force-resisting systems were explored. In this study, building components that were categorized under Exterior Enclosures, Interior Finishes, and Heating, Ventilation, and Air-Conditioning (HVAC) produced notably higher environmental impacts in response to seismic damage, and their vulnerability to displacement- or acceleration-induced damage could be attributed to the characteristics of the lateral systems. Although these observations are notable, they should not be taken as universally applicable to all buildings. Instead, these findings exemplify how the environmental impact results from PACT can be analyzed and interpreted to address both the seismic and environmental aspects of building design. (C) 2019 American Society of Civil Engineers.

Keywords

Impact

Motivations to Prepare After the 2013 Cook Strait Earthquake, N.Z.

Doyle, Emma E. H.; Mcclure, John; Potter, Sally H.; Becker, Julia S.; Johnston, David M.; Lindell, Michael K.; Johal, Sarbjit; Fraser, Stuart A.; Coomer, Maureen A. (2018). Motivations to Prepare After the 2013 Cook Strait Earthquake, N.Z. International Journal Of Disaster Risk Reduction, 31, 637 – 649.

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Abstract

We investigated responses to the 2013 Cook Strait earthquake sequence, New Zealand. This included two foreshocks (M5.7 and M5.8) and a mainshock doublet pair: M6.5 Cook Strait (CS) earthquake on 21st July and M6.6 Lake Grassmere (LG) earthquake on Friday 16th August. We examined relationships between preparedness, experience and beliefs during the earthquakes, as well as concern and subsequent preparedness actions. Results indicate that earthquake characteristics (e.g., time, location) influence the types of preparedness actions. While there was a reduction in new actions from the first mainshock doublet earthquake (CS) to the second (LG), there were a large number of participants who reviewed or revisited their prior actions, related to their beliefs about impacts, in a form of problem-focused targeted action. Females took more actions than did males, and had a higher rate of immediate aftershock concern. For all participants, concern was greater after the CS earthquake than after the full earthquake sequence, supporting the findings of McClure et al. (2016) that there is a limited window after an event to maximise the opportunity for effective preparedness initiatives. Findings additionally suggest that such post-earthquake preparedness initiatives should consider the impacts that elicited the highest rate of concern in an event, and should tailor messages towards them. While this earthquake sequence resulted in low levels of impact and damage, it presents interesting findings regarding how disruption (in lieu of major damage) influences earthquake preparedness actions, which is particularly important to understand in highly active regions often exposed to smaller impact events.

Keywords

Seismic Hazard Adjustments; Risk Communication; Decision-making; Natural Hazards; Unrealistic Optimism; Different Regions; Volcanic Crisis; Perception; Disaster; Behavior; Earthquakes; Preparedness; Beliefs; Concern; Actions; Gender

Diverse Approaches to the Preservation of Built Vernacular Heritage: Case Study of Post-Disaster Reconstruction of the Xijie Historic District in Dujiangyan City, China

Kou, Huaiyun; Chalana, Manish; Zhou, Jian. (2020). Diverse Approaches to the Preservation of Built Vernacular Heritage: Case Study of Post-Disaster Reconstruction of the Xijie Historic District in Dujiangyan City, China. Journal Of Architectural Conservation, 26(1), 71 – 86.

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Abstract

Preservation of the built vernacular heritage contributes to maintaining a 'sense of place' and cultural diversity; yet, it is often ignored in preservation practices that favour high styled architectures and monumental sites. In China, although the understanding of the value of vernacular expression has shown some progress, technical and methodological efforts are still necessary to address the diversity and complexity of vernacular heritage. In this paper, the Xijie Historic District in Dujiangyan City in China provides an example for the preservation of the built vernacular heritage in the context of neighbourhood revitalization during a post-earthquake reconstruction project. Five types of intervention are examined in this paper, including the repair and restoration of the monuments, restoration of historic buildings, rehabilitation of traditional houses, contextual design of new buildings, and demolition to provide public space and facilities. In particular, the measures implemented to meet the residents' needs while maintaining the diversity of the built vernacular heritage are inspected. This study concludes with three recommendations: the classification of vernacular environments and employment of diverse measures to each type; the adaptation of the vernacular environment to meet residents' expectations and aspirations; and recognition of the development and reasonable control of the changes.

Keywords

Historic Districts; Preservation Of Historic Buildings; Cultural Pluralism; Preservation Of Cultural Property; Preservation Of Monuments; Preservation Of Architecture; Housing Rehabilitation; Wenchuan Earthquake, China, 2008; China; Built Vernacular Heritage; Community; Diversity; Historic District; Historic Preservation

Perceptions and Reactions to Tornado Warning Polygons: Would a Gradient Polygon Be Useful?

Jon, Ihnji; Huang, Shih-kai; Lindell, Michael K. (2018). Perceptions and Reactions to Tornado Warning Polygons: Would a Gradient Polygon Be Useful? International Journal Of Disaster Risk Reduction, 30, 132 – 144.

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Abstract

To better understand people's interpretations of National Weather Service's tornado warning polygons, 145 participants were shown 22 hypothetical scenarios in one of four displays-deterministic polygon, deterministic polygon + radar image, gradient polygon, and gradient polygon + radar image. Participants judged each polygon's numerical strike probability (p(s)) and reported the likelihood of taking seven different response actions. The deterministic polygon display produced p(s) that were highest at the polygon's centroid and declined in all directions from there. The deterministic polygon + radar display, the gradient polygon display, and the gradient polygon + radar display produced p(s) that were high at the polygon's centroid and also at its edge nearest the tornadic storm cell. Overall, p(s) values were negatively related to resuming normal activities, but positively correlated with expectations of resuming normal activities, seeking information from social sources, seeking shelter, and evacuating by car. These results replicate the finding that participants make more appropriate p(s) judgments when polygons are presented in their natural context of radar images than when the polygons are presented in isolation and that gradient displays appear to provide no appreciable benefit. The fact that p(s) judgments had moderately positive correlations with both sheltering (a generally appropriate response) and evacuation (a generally inappropriate response) provides experimental confirmation that people threatened by actual tornadoes are conflicted about which protective action to take.

Keywords

Protective Action; Uncertainty; Risk; Psychology; Casualties; Tornado Warning Polygons; Risk Perceptions; Protective Actions

Towards a Comparative Framework of Adaptive Planning and Anticipatory Action Regimes in Chile, Japan, and the US: An Exploration of Multiple Contexts Informing Tsunami Risk-based Planning and Relocation

Kuriyama, Naoko; Maly, Elizabeth; Leon, Jorge; Abramson, Daniel; Nguyen, Lan T.; Bostrom, Ann. (2020). Towards a Comparative Framework of Adaptive Planning and Anticipatory Action Regimes in Chile, Japan, and the US: An Exploration of Multiple Contexts Informing Tsunami Risk-based Planning and Relocation. Journal Of Disaster Research, 15(7), 878 – 889.

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Abstract

Coastal regions around the Pacific Ring of Fire share the risk of massive earthquakes and tsunamis. Along with their own political-economic, cultural and biophysical contexts, each region has their own history and experiences of tsunami disasters. Coastal areas of Washington State in the U.S. are currently at risk of experiencing a tsunami following a massive Magnitude 9 (M9) earthquake anticipated in the Cascadia Subduction Zone (CSZ). Looking ahead to consider adaptive planning in advance of a tsunami following this M9 event, this paper explores how lessons from recent megaquake- and tsunami-related experiences of risk-based planning and relocation in coastal areas of Japan and Chile could inform anticipatory action in coastal Washington State. Based on a comparison of earthquake and tsunami hazards, social factors, and the roles of government, this paper outlines a framework to compare policy contexts of tsunami risk-based planning and relocation in three Ring of Fire countries, including factors shaping the possible transfer of approaches between them. Findings suggest some aspects of comparative significance and commonalities shared across coastal communities in the three countries and at the same time highlight numerous differences in governance and policies related to planning and relocation. Although there are limitations to the transferability of lessons in disaster adaptive planning and anticipatory action from one national/regional context to another, we believe there is much more that Washington and the Pacific Northwest can learn from Japanese and Chilean experiences. In any context, risk reduction policies and actions need to garner political support in order to be implemented. Additional case study research and detailed analysis is still needed to understand specific lessons that may be applied to detailed risk-based planning and relocation programs across these different national contexts.

Keywords

Great Earthquake Recurrence; Land-use; Statistical-analyses; Subduction Zone; New-zealand; Community; Recovery; Management; Cascadia; Policies; Risk-based Planning; Earthquake; Tsunami; Disaster Governance; Residential Relocation

Embodied Carbon as a Proxy for the Environmental Impact of Earthquake Damage Repair

Simonen, K.; Huang, M.; Aicher, C.; Morris, P. (2018). Embodied Carbon as a Proxy for the Environmental Impact of Earthquake Damage Repair. Energy And Buildings, 164, 131 – 139.

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Abstract

In evaluating the life cycle environmental impacts of buildings, the contributions of seismic damage are rarely considered. In order to enable a more comprehensive assessment of a building's environmental impact by accounting for seismic events, this project developed an environmental impact database of building component seismic damage - the largest of its kind known to date - by combining data from Carnegie Mellon University's Economic Input-Output Life Cycle Analysis (LCA) database with cost estimates of repair previously developed for FEMA's Performance Assessment Calculation Tool (PACT), a software that models probabilistic seismic damage in buildings. Fifteen indicators of environmental impacts were calculated for the repair of approximately 800 building components for up to five levels of seismic damage, capturing 'embodied' impacts related to cradle-to-gate manufacturing of building materials, products, and equipment. Analysis of the data revealed that non-structural and architectural finishes often dominated the environmental impacts of seismic damage per dollar spent in repair. A statistical analysis was performed on the data using Principal Component Analysis, confirming that embodied carbon, a popular metric for evaluating environmental impacts in building LCAs, is a suitable proxy for other relevant environmental impact metrics when assessing the impact of repairing earthquake damage of buildings. (C) 2018 Elsevier B.V. All rights reserved.

Keywords

Life-cycle Assessment; Input-output; Buildings; Life Cycle Assessment; Seismic Analysis; Performance-based Design; Economic Input-output; Principal Component Analysis; Energy And Climate Change; Architectural Engineering; Carbon; Carbon Cycle; Earthquake Damage; Earthquakes; Environmental Impact; Environmental Management; Databases; Finishes; Environmental Assessment; Building Components; Construction Materials; Life Cycle Engineering; Life Cycle Analysis; Data Bases; Damage Assessment; Aseismic Buildings; Statistical Analysis; Equipment Costs; Cost Estimates; Data Processing; Data Analysis; Seismic Activity; Cost Analysis; Principal Components Analysis; Performance Assessment; Life Cycles; Repair; Impact Damage; Building Materials; Economic Analysis; Software